White Collar and Securities Enforcement
We have extensive experience in handling complex white collar and securities enforcement matters. We have represented clients in matters initiated by the Department of Justice, the Securities and Exchange Commission, the Financial Industry Regulatory Authority, the Department of Education, the Commodity Futures Trading Commission, Congressional Committees, the Office of the Comptroller of the Currency, State Attorneys General and local prosecuting authorities. Our areas of expertise include investigations relating to compliance with the securities laws and regulations, accounting fraud, insider trading, mail and wire fraud, the Foreign Corrupt Practices Act, compliance with the Bank Secrecy Act and anti-money laundering requirements, international regulatory issues and public corruption. Several of our partners served as federal prosecutors and have worked extensively with other law enforcement and regulatory agencies.